Example sentences of "[noun sg] [num] [prep] the financial [noun pl] " in BNC.
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| 1 | One need look no further than s 1a of the Commodity Exchange Act in the US and Sched 1 to the Financial Services Act 1986 in the UK ( FSA ) , to find two very different monuments to the difficulty of the task . |
| 2 | ‘ … the person to whom this report is being issued in the United Kingdom is a single body corporate , a partnership , a single individual or a group of connected individuals ( as defined in Article 5 of The Financial Services Act 1986 ( Investment Advertisements ) ( Exemptions ) ( No 2 ) Order 1988 ) … ’ |
| 3 | Rules dated made by the Council of the Law Society with the concurrence of the Master of the Rolls under section 9 of the Administration of justice Act 1985 , Part II of the Solicitors Act 1974 and schedule 15 paragraph 6 of the Financial Services Act 1985 , regulating the incorporated practices of solicitors and registered foreign lawyers in England and Wales and overseas . |
| 4 | This provision against set off enables clearing members to comply with reg 3.04 of the Financial Services ( Client Money ) ( Supplementary ) Regulations 1991,5 which requires the opening of a client transaction account6 ( money credited to which must be segregated ) with every exchange or clearing house with which a futures broker authorised under the 1986 Act registers client transactions . |
| 5 | Specific rules apply as set out in section VI of the Financial Services Act Compliance Binder . |
| 6 | By section 22 of the Financial Services Act 1986 , an insurance company authorised under those sections of the Act of 1982 to carry on insurance business which is investment business within the meaning of the Act of 1986 , is an authorised person by virtue of the authorisation under the Act of 1982 , and not by virtue of membership of an S.R.O . |
| 7 | Creating a false market in shares carries a penalty of seven years imprisonment under Section 47 of the Financial Services Act . |
| 8 | Details of changes in tangible fixed assets during the year are set out in note 10 to the financial statements . |
| 9 | The directors consider that the market value of land and buildings does not significantly differ from the net book value stated in note 10 to the financial statements . |
| 10 | They were also told the penalty for non-compliance was up to seven years in prison and an unlimited fine under Section 77 of the financial Services Act . |
| 11 | Specific rules apply as set out in section IV of the Financial Services Act Compliance Binder . |
| 12 | ‘ The contents of this statement have been approved for the purposes of Section 57 of the Financial Services Act 1986 by KPMG Peat Marwick which is authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business . |
| 13 | In this context Mr. Beloff relied on the decision of the House of Lords in In re An Inquiry under the Company Securities ( Insider Dealing ) Act 1985 [ 1988 ] A.C. 660 where the question arose whether a journalist had a reasonable excuse under section 178 of the Financial Services Act 1986 to refuse to answer questions put to him by inspectors , having regard to the terms of section 10 of the Contempt of Court Act 1981 which provides : |
| 14 | Lautro was a recognised self-regulating organisation for the purposes of section 8 of the Financial Services Act 1986 . |