Example sentences of "[verb] by [art] financial [noun pl] [noun] " in BNC.
Next page| No | Sentence |
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| 1 | At that time the industry was having difficulties adjusting to the new rules imposed by the Financial Services Act . ’ |
| 2 | The UK disclosure requirements are imposed by the Financial Services Act ( which requires all material matters to be disclosed ) although the details are set out in the ‘ Admission of Securities to Listing ’ issued by the Stock Exchange . |
| 3 | Independent advisers are bound by the Financial Services Act to pick the best insurance product for each case , choosing from all the products . |
| 4 | The S.I.B. , acting under powers conferred by the Financial Services Act 1986 , brought an action against the first and second defendants , two overseas companies , as persons who , not being authorised , carried on investment business in the United Kingdom and caused investors loss . |
| 5 | Confidence in the securities markets was one of the features emphasized by professor Gower , whose report led to the regime of regulation for United Kingdom financial services introduced by the Financial Services Act , 1986 . |
| 6 | The former securities dealers did not , however read the financial press and were unaware of the shake-up engendered by the Financial Services Act ( 1986 ) . |
| 7 | FINANCIAL advisers and fund management companies authorised by the Financial Services Act could have to find more than £37m to compensate investor losses — a threefold rise in 12 months . |
| 8 | For independent advice where the adviser is making a selection from all the products on offer , the investor may prefer to seek an adviser authorised by the Financial Intermediaries Managers and Brokers Regulatory Association . |
| 9 | The contrasting fortunes of share prices and sterling were illustrated by the Financial Times Stock Exchange 100 share index closing within a whisker of its best for the year whilst sterling could manage only a marginal improvement from Thursday 's all-time low against the German mark . |
| 10 | The cooling-off period , during which new policyholders may cancel without penalty , on many of these ‘ non-investment ’ products , including some hitherto exempt from any such right , has been extended from ten days to 14 days , bringing them into line with ‘ investment ’ products covered by the Financial Services Act . |
| 11 | UK company law already incorporates most of the requirements , and indeed the Directive is largely modelled on the Company Securities ( Insider Dealing ) Act 1985 , as amended by the Financial Services Act 1986 . |
| 12 | Moreover , if there was maladministration it is of little consequence now in that the new regime established by the Financial Services Act of 1986 has rendered the DTI 's role in this matter redundant . |
| 13 | Corporatist arrangements may be given effect to formally by statute ( as in the case of the complex system of structured self-regulation established by the Financial Services Act 1986 ) or by contract ( as in the case of the contracting out of the running of the register of fighting dogs ) ; or they may operate purely by way of informal agreement . |