Example sentences of "[verb] [prep] [art] financial [noun pl] [noun] " in BNC.
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| 1 | Two exemptions relevant to private companies are contained in the Financial Services Act 1986 ( Investment Advertisements ) ( Exemptions ) ( No 2 ) Order 1988 ( SI No 716 , arts 4 and 5 ( see below ) ) . |
| 2 | Talks between Job 's NeXT Computer Inc and Hewlett-Packard date back to the beginning of the year ( CI No 2,080 ) , and the two are now teaming to offer a bundled range of NeXT software on Hewlett-Packard systems , targeted at the financial services industry , under the name Object Enterprise . |
| 3 | Talks between Job 's Next Computer Inc and HP date back to the beginning of the year ( UX No 416 ) , and the two are now teaming to offer a bundled range of Next software on HP systems , targeted at the financial services industry , under the name Object Enterprise . |
| 4 | Practice Note 1 is directed at auditors of businesses regulated under the Financial Services Act 1986 , and provides guidance on certain aspects of the conduct of those audit engagements . |
| 5 | As you may be aware , elements of the corporate financial services work we may do for you are regulated under the Financial Services Act ( ‘ FSA ’ ) by the Institute of Chartered Accountants in England and Wales ( ‘ ICAEW ’ ) as investment business ( ‘ regulated work ’ ) . |
| 6 | ( 5 ) This section does not apply in relation to — ( a ) a contract to grant such lease as is mentioned in section 54(2) of the Law of Property Act 1925 ( short leases ) ; ( b ) a contract made in the course of a public auction ; or ( c ) a contract regulated under the Financial Services Act 1986 ; and nothing in this section affects the creation or operation of resulting , implied or constructive trusts . |
| 7 | A dissenting voice came from a Financial Times reporter who had recently visited the northern town of Kompong Thom , briefly captured by the Khmers Rouges in mid-June [ see p. 37533 ] . |
| 8 | A £7million rise in trading profit came from the financial services division and from investment income , both lumped together in the accounts . |
| 9 | A £7million rise in trading profit came from the financial services division and from investment income , both lumped together in the accounts . |
| 10 | The reasoning in the lawyer/client cases can not automatically be transferred to the financial services area because of the particular nature of the lawyer/client relationship including the fact that in order to prove a breach of confidence a client might be forced to forfeit the lawyer/client privilege , and that the very restrictive Law Society rules provide for only a very limited role for the Chinese wall where law firms amalgamate and the clients consent . |
| 11 | At that time the industry was having difficulties adjusting to the new rules imposed by the Financial Services Act . ’ |
| 12 | The UK disclosure requirements are imposed by the Financial Services Act ( which requires all material matters to be disclosed ) although the details are set out in the ‘ Admission of Securities to Listing ’ issued by the Stock Exchange . |
| 13 | The solution offered in the Financial Services Act 1986 is a practitioner based statute backed system of supervision ; one characterised by an over-arching statutory framework with much of the fine detail being fleshed out by practitioners . |
| 14 | Mr McKiernan believes that this service will have an even more important role to play in the financial services sector in the future . |
| 15 | However , financial advice is not provided by the solicitors who are not registered under the Financial Services Act but by a firm of insurance brokers , Sedgwick , which has a contract with the company . |
| 16 | The change would not apply , however , to public interest companies , such as those registered under the Financial Services Act . |
| 17 | It is very necessary to ensure that you do not give financial advice unless your firm is appropriately registered under the Financial Services Act 1986 . |
| 18 | Kontrax Holdings Ltd , Kontrax Telecom Plc and Kontrax Office Systems Plc have accumulated short term debts totalling $53m and have called in the financial consultants Banker RT to manage discussions with their two main creditors , the Hungarian Credit Bank and Postabank . |
| 19 | The candidate survey differed from the client survey in three respects : first , the rate of response was slightly lower , despite the fact that it was carefully based on the Financial Times listings of movements of executives and on firms where much headhunting was known to have taken place ; second , the views of headhunters were more negative ; and third , none would mention the names of specific search firms or venture opinions on them in particular . |
| 20 | Independent advisers are bound by the Financial Services Act to pick the best insurance product for each case , choosing from all the products . |
| 21 | Well I think I , I mean I do agree and I think that the that er that pressure is now getting on to these , these city institutions , but erm , but I still come back to the basic thing that , that really , you know what appears to me is happening is we 've we 're having literally millions of pounds taken out in , in issuing these massive massive writs you know , a hundred and seventy eight page writs are sort of being and really the money for those is coming out of the remaining money in our pension funds and really I feel that what wou what is happening is this , as far as I 'm concerned , is all due to the self-regulatory body being set under the Financial Services Act , and in a way I feel that you know we 're being made to pay for sorting out a mess that somebody else is making . |
| 22 | This risk might come from subsequent investigation of the audit , or from investigations carried out by any of the various regulatory bodies such as the Inland Revenue Investigations Branch or one established under the Financial Services Act . |
| 23 | She also ensures that the sales centre and its ARs comply with the Financial Services Act ( FSA ) . |
| 24 | Relevant costing features in many of the questions set in the Financial Decisions paper at Conversion Course , and it is often these questions that receive the poorest answers . |
| 25 | Mr Hann worked in the financial services industry before becoming a lawyer . |
| 26 | In any other case where authorisation by the Law Society is sought , the MNP should apply to the Financial Services Section for an investment business certificate — a fee is payable . |
| 27 | The S.I.B. , acting under powers conferred by the Financial Services Act 1986 , brought an action against the first and second defendants , two overseas companies , as persons who , not being authorised , carried on investment business in the United Kingdom and caused investors loss . |
| 28 | Confidence in the securities markets was one of the features emphasized by professor Gower , whose report led to the regime of regulation for United Kingdom financial services introduced by the Financial Services Act , 1986 . |
| 29 | If you are in any doubt about its contents you should consult your stockbroker , bank manager , accountant or other professional adviser , authorised under the Financial Services Act 1986 . |
| 30 | investment business as defined in the Financial Services Act 1946 ; |