Example sentences of "[verb] [adv prt] [noun sg] [noun sg] " in BNC.
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| 1 | By section 22 of the Financial Services Act 1986 , an insurance company authorised under those sections of the Act of 1982 to carry on insurance business which is investment business within the meaning of the Act of 1986 , is an authorised person by virtue of the authorisation under the Act of 1982 , and not by virtue of membership of an S.R.O . |
| 2 | He was hostile to the joint-stock company as a medium through which to carry on business enterprise . |
| 3 | Grant Thornton is authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business . |
| 4 | Grant Thornton are authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business . |
| 5 | ( FCA ) of having been found to be in breach of Investment Business Regulation 6.03 in that the firm at Shipley between 16 March 1989 and 12 March 1991 sent business letters relating to its investment business without bearing the legend ‘ Authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business ’ contrary to Investment Business Regulation 2.02 and in that the firm at Shipley between 9 September 1988 and 1 October 1989 entered or required its Principal to enter into an association or arrangement with a person which might result in the defendant being constrained or induced to refer or introduce a client to a person who was not an independent intermediary with a view to that person giving investment advice contrary to Investment Business Regulation 2.03 and in that the firm at Shipley between 16 March 1986 and 31 October 1989 failed before recommending or effecting for a client a transaction in units in an authorised unit trust or a recognised collective investment scheme , to take reasonable steps to establish that other more advantageous or suitable policies or units were not available contrary to Investment Business Regulation 2.11 and in that the firm at Shipley between 1 November 1989 and 16 October 1991 having given advice to a client which was such that when acted upon it resulted in commission being received by the defendant , failed to notify the said client in writing of the amount and terms of such commission as soon as that information was available , contrary to Investment Business Regulation 2.32 was reprimanded , fined £3,000 and ordered to pay £500 by way of costs . |
| 6 | First , the SIB has been given power , by virtue of ns.47A(1) , to issue Statements of Principle with respect to the conduct and financial standing expected of persons authorized to carry on investment business . |
| 7 | Under that section the SIB have been empowered to issue statements of practice governing the conduct and financial standing of persons authorized to carry on investment business . |
| 8 | ‘ 1(1) The rules and practices of the organisation must be such as to secure that its members are fit and proper persons to carry on investment business of the kind with which the organisation is concerned . … |
| 9 | ‘ For the purposes of this Act an appointed representative is a person — ( a ) who is employed by an authorised person ( his ‘ principal ’ ) under a contract for services which — ( i ) requires or permits him to carry on investment business to which this section applies ; and ( ii ) complies with subsections ( 4 ) and ( 5 ) below ; and ( b ) for whose activities in carrying on the whole or part of that investment business his principal has accepted responsibility in writing ; and the investment business carried on by an appointed representative as such is the investment business for which his principal has accepted responsibility . |
| 10 | Section 4 makes it an offence to carry on investment business in contravention of section 3 . |
| 11 | ‘ 1(1) The rules and practices of the organisation must be such as to secure that its members are fit and proper persons to carry on investment business of the kind with which the organisation is concerned . … |
| 12 | ‘ For the purposes of this Act an appointed representative is a person — ( a ) who is employed by an authorised person ( his ‘ principal ’ ) under a contract for services which — ( i ) requires or permits him to carry on investment business to which this section applies ; and ( ii ) complies with subsections ( 4 ) and ( 5 ) below ; and ( b ) for whose activities in carrying on the whole or part of that investment business his principal has accepted responsibility in writing ; and the investment business carried on by an appointed representative as such is the investment business for which his principal has accepted responsibility . |
| 13 | Whilst to date no formal agreement has been reached with SIB , the institutes have accepted that authorisation to carry on investment business will be dependent in the future on some form of proof of competence of those individuals actually engaged in , for example , the giving of investment advice . |
| 14 | ‘ KPMG Peat Marwick is authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business ’ . |
| 15 | This enables the firm to publish the tombstone without the normal legend ‘ KPMG Peat Marwick is authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business ’ . |
| 16 | ‘ The contents of this statement have been approved for the purposes of Section 57 of the Financial Services Act 1986 by KPMG Peat Marwick which is authorised by the Institute of Chartered Accountants in England and Wales to carry on investment business . |
| 17 | The advertisement must include the Merger & Acquisition Services legend under the KPMG Peat Marwick ( see example ) and must also state that KPMG is ‘ authorised by the ICAEW to carry on investment business ’ . |
| 18 | Authorised to carry on investment business by the Institute of Chartered Accountants in England and Wales . |
| 19 | Authorised to carry on investment business by the Institute of Chartered Accountants in England and Wales . |
| 20 | The Consultation Draft which preceded the issue of the COB Rules explained that in order to carry on investment business of the same description ( and so qualify as a market counterparty ) , the putative market counterparty must carry on an activity in relation to a description of investment which both fall in the same paragraphs of Sched 1 to the FSA as the activity and investments of the firm . |
| 21 | Their power to admit and expel members has the important consequence of granting and revoking authority to carry on investment business . |
| 22 | ( a ) that offer documents are " investment advertisements " and must be issued or approved by a person authorised to carry on investment business ( usually a merchant bank or firm of stockbrokers , s57 ) ; |
| 23 | The sit down snack bar |
| 24 | If Forgive us our … had been followed by sins ( as it is in some modern versions of the Lord 's Prayer ) , inappropriate contextual information could slow down word identification if used too early . |
| 25 | This gave the ‘ Maranyl ’ business the tool it needed to drive down batch/run size . |
| 26 | This not only affects individuals , but also slows down service development to meet changing patterns of need . |
| 27 | It comes off at North Cheams and goes down Church Hall Road , and up Priory Road , till it the end of Avenue |
| 28 | The Regional Council is engaged in drawing down Capital grant assistance under RECHAR and mainstream ERDF programmes . |
| 29 | Killer bug shuts down baby ward |
| 30 | Baby deaths will always be referred to the local victim Support team , which can in turn bring in specialist help . |