Example sentences of "by [art] financial [noun pl] act " in BNC.
Next page| No | Sentence |
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| 1 | Moreover , if there was maladministration it is of little consequence now in that the new regime established by the Financial Services Act of 1986 has rendered the DTI 's role in this matter redundant . |
| 2 | FINANCIAL advisers and fund management companies authorised by the Financial Services Act could have to find more than £37m to compensate investor losses — a threefold rise in 12 months . |
| 3 | At that time the industry was having difficulties adjusting to the new rules imposed by the Financial Services Act . ’ |
| 4 | UK company law already incorporates most of the requirements , and indeed the Directive is largely modelled on the Company Securities ( Insider Dealing ) Act 1985 , as amended by the Financial Services Act 1986 . |
| 5 | The UK disclosure requirements are imposed by the Financial Services Act ( which requires all material matters to be disclosed ) although the details are set out in the ‘ Admission of Securities to Listing ’ issued by the Stock Exchange . |
| 6 | The regulatory regime brought in by the Financial Services Act has been costly and disruptive for offices and confusing for their customers . |
| 7 | Although as a breed pension providers act very conservatively , and moreover , your money would be protected under the strict rules brought in by the Financial Services Act , no one can forecast with total confidence how well or otherwise any particular investment will do . |
| 8 | Corporatist arrangements may be given effect to formally by statute ( as in the case of the complex system of structured self-regulation established by the Financial Services Act 1986 ) or by contract ( as in the case of the contracting out of the running of the register of fighting dogs ) ; or they may operate purely by way of informal agreement . |
| 9 | This defect is , in part , made good by the Financial Services Act 1986 , which provides a statutory civil remedy in the event of a breach of the rules and regulations of the SIB , a Self Regulatory Organisation ( SRO ) , or a recognised professional body ( RPB ) , all of which operate rules that , inter alia , include the misuse of inside information . |
| 10 | Confidence in the securities markets was one of the features emphasized by professor Gower , whose report led to the regime of regulation for United Kingdom financial services introduced by the Financial Services Act , 1986 . |
| 11 | The former securities dealers did not , however read the financial press and were unaware of the shake-up engendered by the Financial Services Act ( 1986 ) . |
| 12 | The S.I.B. , acting under powers conferred by the Financial Services Act 1986 , brought an action against the first and second defendants , two overseas companies , as persons who , not being authorised , carried on investment business in the United Kingdom and caused investors loss . |
| 13 | Independent advisers are bound by the Financial Services Act to pick the best insurance product for each case , choosing from all the products . |
| 14 | This attempt to ‘ define ’ by inclusions has been carried a stage further by the Financial Services Act which , for its purposes , employs both inclusions and exclusions . |
| 15 | The cooling-off period , during which new policyholders may cancel without penalty , on many of these ‘ non-investment ’ products , including some hitherto exempt from any such right , has been extended from ten days to 14 days , bringing them into line with ‘ investment ’ products covered by the Financial Services Act . |