Example sentences of "carry on of [noun] " in BNC.
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| 1 | For many professions , including surveyors , there has been a tradition of forbidding the carrying on of business under the protection of limited liability . |
| 2 | The Financial Services Act 1986 is by its long title an Act to regulate ( amongst other things ) ‘ the carrying on of investment business . ’ |
| 3 | ‘ ( 1 ) In this Act a ‘ self-regulating organisation ’ means a body ( whether a body corporate or an unincorporated association ) which regulates the carrying on of investment business of any kind by enforcing rules which are binding on persons carrying on business of that kind either because they are members of that body or because they are otherwise subject to its control . |
| 4 | ‘ ( 1 ) In this Act a ‘ self-regulating organisation ’ means a body ( whether a body corporate or an unincorporated association ) which regulates the carrying on of investment business of any kind by enforcing rules which are binding on persons carrying on business of that kind either because they are members of that body or because they are otherwise subject to its control . |
| 5 | The question is in what circumstances the court may , on the application of the S.I.B. , order persons who were knowingly concerned in the unauthorised carrying on of investment business under section 3 of the Act to take steps to restore the parties to the transaction to the position in which they were before the transaction was entered into . |
| 6 | It was argued that the law should do more to ensure , not fairness , but honesty , in the carrying on of investment business in the United Kingdom . |
| 7 | That brings me to the real issue , namely the circumstances in which an order under section 6(2) can be made against third parties who were knowingly concerned in the contravention , that is the unauthorised carrying on of investment business . |
| 8 | In order for an exchange to become a recognised investment exchange , it must demonstrate to the SIB that , inter alia : ( a ) it has financial resources sufficient for the proper performance of its functions ; ( b ) that it has rules and practices which ensure that business conducted by means of its facilities is conducted in an orderly manner , affording proper protection to investors ; ( c ) it limits dealings on the exchange to investments in which there is a proper market ; ( d ) where relevant , issuers of investments dealt in on the exchange are required to comply with such obligations as will , so far as possible , afford to persons dealing in the investments proper information for determining their current value ; ( e ) it has its own arrangements for ensuring performance of transactions effected on the exchange or ensures their performance by means of services provided under clearing arrangements made by it with a recognised clearing house ; ( f ) it has ( or secures the provision on its behalf of ) satisfactory arrangements for recording the transaction effected on the exchange ; ( g ) it has adequate arrangements and resources for the effective monitoring and enforcement of compliance with its rules and any clearing arrangements made by it ; ( h ) it has effective arrangements for the investigation of complaints in respect of business transacted by means of its facilities ; and ( i ) it is able and willing to promote and maintain high standards of integrity and fair dealing in the carrying on of investment business and to co-operate by the sharing of information and otherwise with regulators . |