Example sentences of "[adv] if [art] firm " in BNC.
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| 1 | These obligations should be owed only if the firm owes the putative customer fiduciary duties , for example where it sells to a brokerage client back-to-back with its own trade in the market , or advises him ; perhaps also if the firm is a market maker or holds itself out as a dealer ( since that is providing a service ) . |
| 2 | Training may need to be a continuous activity , with periodic updating sessions and refresher courses , especially if the firm is involved in new product development or if technology is changing rapidly . |
| 3 | These obligations should be owed only if the firm owes the putative customer fiduciary duties , for example where it sells to a brokerage client back-to-back with its own trade in the market , or advises him ; perhaps also if the firm is a market maker or holds itself out as a dealer ( since that is providing a service ) . |
| 4 | Think how many management consultants ( agents of organisational change ) there are — 1,763 firms at the last official count — and while you could say the internal cost in terms of management person hours and midnight oil bills dwarves the external consultant fee that goes with it , it does n't leave an awful lot for the average consultancy of Runnit Downe Foryewe & Howe , even if every firm blew an assignment each . |
| 5 | Even if a firm has roubles in a Kazakh bank , it can not necessarily use them to pay a Russian supplier . |
| 6 | Since the fund is kept strictly separate from the firm 's own assets , employees ' pensions should remain secure even if the firm ceases trading . |
| 7 | In all the above cases , investment business is undertaken even if the firm does not make a recommendation . |
| 8 | Although the Consultation Draft issued before the COB Rules were introduced suggested that a third party client of an SRO member should not be treated as identified even if the firm knew his name and address ( if that was all ) , this suggested exclusion was eventually dropped ; accordingly , such knowledge is fatal . |
| 9 | It seems that they can be market counterparties even if the firm acts only as their agent and , indeed , even if the firm is acting for them on a discretionary basis . |
| 10 | It seems that they can be market counterparties even if the firm acts only as their agent and , indeed , even if the firm is acting for them on a discretionary basis . |
| 11 | If the firm is entirely financed by ordinary shares , i.e. if the firm is unlevered ( or ungeared ) , the value of the firm is simply the product of the fair price of the share and the number of shares outstanding , , where P o = fair price of the share , V U = fair value of an unlevered firm , V SU = fair value of the shares in an unlevered firm , N o = number of shares outstanding . |
| 12 | If the firm is financed by both equity and debt , i.e. if the firm is levered ( or geared ) , then the fair value of the firm is the sum of the fair value of the shares and the fair value of the bonds , where V L = fair value of a levered firm , V SL = fair value of the shares in a levered firm , V B = fair value of the bonds . |