Example sentences of "[prep] dealing on the " in BNC.
Next page| No | Sentence |
|---|---|
| 1 | It will be difficult or impossible to establish a course of dealing on the basis of a small number of transactions over a long period . |
| 2 | Boesky , a risk arbitrageur , was charged with dealing on the basis of nonpublic information that was provided by Levine . |
| 3 | Earlier , it was noted that the law prohibits a particular category of person , called an insider , from dealing on the basis of unpublished price sensitive information if he does so with a view to making a profit or avoiding a loss . |
| 4 | In common with the main exchange , the market changed from dealing on the floor to dealing through telecommunications networks . |
| 5 | Between the 14th day of September 1987 and the 8th day of January 1988 conspired together and with other persons to defraud such persons who had or might have had an interest in dealing in shares in Blue Arrow , or National Westminster Bank , or in dealing on the Financial Times Stock Exchange 100 share index , namely : 2.1 By dishonestly concealing holdings of 19.39 per cent of the share capital of Blue Arrow ; 2.2 By falsely stating that all remaining shares not taken up in the rights issue by existing shareholders had been sold in the market ; 2.3 By falsely representing that 33,315,528 shares in Blue Arrow held by County NatWest Securities were held for the purposes of market making ; 2.4 By falsely representing that 34,069,433 shares in Blue Arrow held by Phillips & Drew Securities were held for the purposes of market making ; 2.5 By dealing off market with Union Bank of Switzerland in 28,201,743 shares in Blue Arrow when by reason of their connection with that company they were knowingly in possession of un-published price sensitive information ; 2.6 By creating a false instrument , namely a letter of indemnity dated 5 October 1987 from Nicholas Wells on behalf of County NatWest to Union Bank Of Switzerland ; 2.7 By engaging in a course of conduct which created a false or misleading impression as to the market in the shares of Blue Arrow for the purpose of creating such an impression and thereby influencing persons who might deal in those shares ; 2.8 By purchasing and retaining 2,150 Financial Times Stock Exchange 100 share index put option contracts to cover a risk of £51,500,000 whilst concealing from the market the true position in relation to the rights issue and the subsequent placing of shares in Blue Arrow , where Blue Arrow and National Westminster Bank were both component parts of that index . |
| 6 | Invariably a financial institution will not risk the long term profits bound up in honest work and good reputation for the short term gains to be had from abusing conflict of interest situations such as dealing on the basis of inside information obtained from a client . |
| 7 | For many people there is an aura of mystery about dealing on the money markets but it just involves picking up a telephone , ringing two or three numbers , asking the price of something ( the interest or discount rate ) , and buying from the cheapest source . |